Compliance & Anti Money Laundering (AML) Services
Compliance & Anti Money Laundering Outsourcing
Our professionals have extensive experience in the provision of Regulatory Compliance Advisory Services. We utilize our broad and thorough knowledge of the financial rules and regulations
coupled with international experience to provide effective and efficient advice to our clients on a wider range of matters.
At Limitless Consulting, our dedicated team of specialists offer a wide range of services, which will support dynamic businesses to meet their regulatory and compliance needs which may span
across various aspects of the business lifecycle.
Regulatory Regime Expertise
- Dubai International Financial
Centre (DIFC) / Dubai Financial
Services Authority (DFSA) - Emirates Securities &
Commodities Authority (ESCA) - Abu Dhabi Global Market
(ADGM) / Financial Services
Regulatory Authority (FSRA) - Insurance Authority
Overview of our Services
❑Providing outsourced services of Compliance Officer and
Money Laundering Reporting Officer (MLRO)
❑ Performing Risk Based Assessment for Client On-Boarding and Client Screening
❑ Providing guidance and support for on-going compliance and
Anti Money Laundering matters
❑ Acting as a point of contact between Senior Management and
Regulator(s)
❑ Submitting regular Compliance and Anti Money Laundering Reports to Senior
Management and the Regulator(s)
❑ Recording and reporting suspicious activities report
❑ Performing independent Compliance and AML Reviews
❑ Independent Assessment of Internal Audit Function
❑ Foreign Account Taxation Compliance Act (FATCA) / Common
reporting standard (CRS) Implementation, Review and
Reporting
❑ Compliance / AML / FATCA / CRS Training
❑ Assistance with the preparation of the business, compliance
and operational manuals / policies / procedures
We will provide professionals who have the relevant skills and
experience to be a competent and effective Compliance Officer/MLRO. The outsource Compliance Officer/MLRO will be the professional most appropriate to your Firm’s business and to your requirements, whether that is a particular industry background or a specific Compliance or AML discipline.